The Marketing Rule came into effect on 4 May 2021 with a compliance deadline of 4 November 2022, just over 10 months ago. While much of Marketing Rule generally codified existing interpretive guidance ...

On August 25, the Securities and Exchange Commission (“SEC”) adopted the final rules that require a public company to disclose the relationship between the compensation of its top executives and the ...

Identify and explain the key components of the SEC’s new Pay Versus Performance rule. Learn how to utilize PvP disclosures to assess the strength of executive pay incentives and other critical ...

On Aug. 25, seven years after originally proposed, the Securities and Exchange Commission (the SEC) adopted the final pay versus performance rule required by the Dodd-Frank Wall Street Reform and ...

Advisers should use a process that makes it tough to fall out of compliance, not look for ways to dodge it on a technicality, according to experts. The Securities and Exchange Commission’s new adviser ...

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